1. Introduction
Stroke is one of the major global health problems with high mortality (5.5 million) and high related disability in survivors (50%) [
1]. The prevalence of stroke has an increasing worldwide trend. The American Heart Association working group has estimated that by 2030, around 4% of US adults will have had a stroke. In concurrence with this, East Asia has one of the highest incidence rates of stroke followed by the regions of Eastern Europe and Latin America [
2]. In Iranian people, the situation is comparable to other countries with the incidence of stroke reported at around 43 patients per 100,000 population [
3].
Residual deficits and disability in stroke survivors will remain for several years after stroke [
4]. Sensory and motor deficits in the upper extremity are the two most common impairments associated with stroke, which creates functional and mobility limitations along with problems in the areas of balance, handling, writing, and normal daily function [
4,
5]. Evaluation of related impairments post-stroke is essential to plan for effective rehabilitation programs, understanding the motor control mechanisms and motor learning processes [
6]. When the magnitude and severity of impairment are evaluated accurately, a better prognosis and rehabilitation approach can be conducted.
There are various instruments and scales to evaluate upper extremity sensory-motor function in hemiparetic patients. A validated instrument is necessary to monitor any motor and sensory improvement following the rehabilitation intervention of stroke patients [
7]. Further, any such instrument should be practical, less consuming, efficient reliable, and demonstrate high utility in both the research and clinical settings [
8].
The Fugl-Meyer Assessment of the Upper Extremity (FMA-UE) is a quantitative instrument originally developed in English by Fugl–Meyer et al. in 1975 [
9]. Results of the reliability, validity, and feasibility of the FMA demonstrate that it is a high-quality instrument, which is used for the evaluation of the upper extremity in stroke patients [
10]. Consequently, the FMA-UE is considered a suitable clinical outcome in motor, sensory, and functional evaluation of neurological conditions involving the upper extremity [
11,
12]. Psychometric evaluation of a culture-matched instrument should be performed specifically in each individual language and culture. Various translated and adapted versions of the FMA-UL have been provided in various English speaking [
13,
14,
15] and non-English speaking countries [
16,
17]. Despite the fact that there are more than 110 million Persian-speaking people worldwide (mostly resident in the Middle East), FMA-UE has not yet been prepared for use in this large population. A Persian version of the FMA-UL can help in the sensorimotor assessment procedures in Persian-speaking patients with stroke and obtain results that will be comparable with results from other countries. Therefore, the aim of the current study was to translate and cross-culturally adjust the FMA-UL to Persian and confirm its clinometric properties, including content validity, reliability, and internal consistency in stroke patients.
2. Materials and Methods
Fugl-Meyer Assessment-Upper Extremity (FMA-UE)
The FMA-UE is a condition-specific outcome that applies to hemiparesis of the upper limb in stroke conditions. The FMA-UE consists of three domains: motor, sensory and passive joint motion/pain. The motor domain includes 33 items (4-subtests) with scores ranging 0-66 points; the sensation section includes 6 items (2-subtest) with a score range of 0-12 points; with the passive joint domain including 24 items (2-subtest) with a score range of 0-48 points. All items are scored ordinal on a 3-point scale. A total score is calculated by summing all the calculated item scores with a range of 0-126 points [
7,
18].
Wolf Motor Function Test (WMFT)
WMFT is an observational functional tool, including 15 functional tasks, which are observed and scored by the therapist and is used commonly for the assessment of upper extremity function in stroke patients. Performances were rated using a functional ability scale with six points. The Persian version of the WMFT showed acceptable reliability and validity (ICC range, 0.97-0.99) [
19].
Translation and cross-cultural adjustment
The FMA-UE includes two sections, a scoring sheet, and a related manual. In this study, both sections were considered for translation into Persian according to published procedures [
20,
21] and suggested guidelines [
22]. Firstly, permission for the Fugl-Meyer Assessment protocols was obtained from Dr. Margit Alt Murphy at the University of Gothenburg. The original version was translated from English to the Persian language by two native Persian speakers, a physiotherapist, and a professional translator. The two translators and two research team members discussed any discrepancies and a final consensus agreement was achieved. Backward translation was performed by two further independent bilingual and blinded translators. In an expert panel composed of one occupational therapist, one neurologist, one physiotherapist, one psychologist, and the translators, the original and backward translation versions were compared. Following the resolution of any discrepancies, a pre-final version was produced.
This version was sent to Dr. Margit to clarify any semantic, idiomatic, and conceptual equivalence with the original version. After several rounds, a final confirmed equivalency was reached.
Participants
All participants were recruited from a sample of convenience at the Rofideh Rehabilitation and Noor Afshar Hospital in Tehran from Nov 2019 to Feb 2021. A total of 47 patients (29 male, 18 female, age 40-80 years) suffering from ischemic or hemorrhagic stroke were recruited. All the participants were diagnosed and referred by a neurologist as having incomplete upper extremity paresis related to their stroke and were able to personally provide written informed consent.
The exclusion criteria were obvious dementia, any mental deficit, which may affect cognitive performance, function limitation as a result of moderate to severe pain, and inability to follow the verbal instructions by the assessor [
7]. The ethics approval for this study was provided by the committee of the University of Social Welfare and Rehabilitation Sciences (USWR) (IR.USWR.REC.1398.151).
Psychometric evaluation
Face validity: This was determined through the translation process involving the suggested alternative wording, checking the understandability, readability, and cultural relevance of the translation [
23]. Face validity was evaluated on a sample of eight physiotherapists (four) and occupational therapists (four) through a 15-minute cognitive interview.
Content validity: The same expert panel used in the face validity process evaluated the content validity using a 4-point Likert scale for each item relevance to the construct of upper extremity functional deficit (1=not relevant, 2=somewhat relevant, 3=quite relevant, and 4=highly relevant). Subsequently, the Content Validity Index (CVI) was determined at two levels of the item (I-CVIs) and scale (S-CVI) [
24,
25]. The accepted values for the I-CVI and S-CVI values are considered above 0.78 and 0.90, respectively, which represents evidence of high content validity value for the scale [
24].
Concurrent validity: Concurrent validity measures how well a new test compares to a valid established test. WMFT is a valid test in Persian for assessing the function of stroke patients. This assessment was done by determining the correlation between the MAS-UE total score and domains with the WMFT score.
Reliability: A sub-sample of 30 patients participated to assess the reliability. Two aspects of reliability were evaluated: relative and absolute reliability. Relative reliability was determined for intra-rater reliability of both the total score and subscores using the interclass correlation coefficient type 2,1 (ICC2,1) and the related two-sided 95% Confidence Interval (CI). A random subgroup (n=20) of the full 47 entered patients was taken. The ICC2,1 value of 0.8 was considered ‘good’ and >0.9 as excellent [
26,
27]. Cronbach’s alpha was used as a measure of internal consistency and calculated where a value >0.70 was considered acceptable [
28,
29]. To test the absolute reliability, the Standard Error of Measurement (SEM) was chosen. SEM was calculated using the following formula: SEM=SD, where SD and ICC are the measurement standard deviation and correlation between two measurements, respectively.
Floor/ceiling effects: The floor and ceiling effects related to the scoring distribution were evaluated. The floor effect is defined as the percentage of the individuals in a sample with the worst possible scores, and the ceiling effect indicates cases with the best scores. If >15% of the sample achieved these minimum or maximum scores, then, floor and/or ceiling effects are present [
20,
30].
Statistical analysis
Participants’ characteristics and the score distributions of the scales and subscales were analyzed and reported as frequencies, percentages, means, and Standard Deviations (SDs). To determine the intra-rater reliability, the ICC2,1 and 95% CI were calculated. SEM was calculated from the obtained data of the relative reliability and SD of two trial measurements. The concurrent validity was measured by calculating Spearman’s correlation coefficient between FMA-UE and MAS-UE scores. Correlations greater than 0.75 were considered good to excellent [
16]. Data analysis was performed using the statistical package for social science v. 16 SPSS software for windows and all statistical significance was considered at P<0.05.
3. Results
Cross-cultural adjustment process
In the forward translation, the most challenging clarifications were related to anatomical terms and positions, which have no Persian equivalent. Hence, we faced difficulty in terms of whether they should be translated or the same words used but in the Persian writing form. Further, some terms have existing Persian equivalents and translations, but due to the frequent use of the English word itself, it is often easier for professionals who must complete the questionnaire to use the original word. Conversely, considering the need to conduct psychometric evaluation, translation and cultural adjustment should be considered exactly. For example, the “بازتاب” (//baaztaab//) is the translation of "reflex" in Persian, but in examining face validity, many experts did not agree with this term as it was thought the word was unfamiliar. Finally, it was decided to write the Persian equivalent of such words and include the English format in Persian in parentheses. Other words in the text included were as follows: “Flexor, extensor, retraction, supination, synergy, opposition, grasping, and dysmetria”.
All of these terms were approved and the consensus was obtained by the expert panel in a meeting with the presence of translators and researchers of the project and the aforementioned physiotherapists and occupational therapists. In order to maintain the intention of the original concept and the scale, the final approval by the original author was also obtained.
In the backward translation process, due to the existence of a Persian equivalent for several English words, we encountered some translation problems. For example, “anesthesia” and “numbness” are translated as a single word in Persian. Consequently, in the “H” section of the questionnaire, disagreement was present on whether the translation should be numbness or anesthesia. In the “C” section, the translation of the word “interposed” was difficult because there was no Persian equivalent. First, it was translated to “between hands” but for more clarification and after discussion with the original developer and the research team members the phrase “objects near the palm of the hand” was chosen.
In section 5 (normal reflex activity), the reflex activity was classified into three categories: hyper, lively, and normal. There was no equivalent for the word lively in Persian, and after discussing with the original developer “exaggerated” indicating increased reflex activity was approved.
In section D, in order to better understand the term “Dysmetria” and its grading, some explanations (irregular distance from the tip of the nose in movement repetitions) were added in front of “pronounced or unsystematic”. Also, for more clarification of “slight and systematic” the “distance from the tip of the nose is small and regular” was added in front.
In the final version, the title of “FMA-UE protocol Persian version” and “Rehabilitation Medicine, University of Gothenburg” was added in the header of the questionnaire. The above corrections were made in agreement with Dr. Margaret, who approved the final version after several rounds of sharing the questionnaire (Appendix 1).
Participants
Table 1 depicts the participants’ (n=47) demographic characteristics. Male participants were higher in number (n=29, 63%, age=61.79±9.66 years) compared to the females (n=17, 37%, age=61.12±13.07 years).
Evaluation of the psychometric properties
Face validity
Face validity of the FMA-UE-Pr translation was evaluated by eight experts through a committee discussion and the pilot test. They agreed on the clarity, simplicity, and necessity of the questionnaire’s items to assess the upper extremity functional status post-stroke. The results of agreement on each of the items and scales are reported in
Table 2.
Content validity
The results of the CVI showed suitable content validity for both items and scales. The isolated relevance of items A1, A2, A3, A4, and A5 was 100, 71, 85, 100, 85%, respectively. The related values for sections B, C, and D were 85% and for H, I, and J they were 100%. Further, in order to check the total content validity (S-CVI), the average values were calculated with the S-CVI for section A is 88.2% and for the whole questionnaire is 91.8%.
Reliability
The reliability results showed excellent intra-rater reliability for the total score and all sections, except the joint passive motion and pain sections, which showed ‘good’ reliability. The ICC2.1 value results regarding the relative reliability and SEM value related absolute reliability are presented in
Table 3.
![](./files/site1/images/t3(17).jpg)
Further, the internal consistency for the motor section and the total score was 0.88 and 0.86, respectively.
Concurrent validity
The results showed a positive significant correlation between the FMA-UE total score, motor domain and the WMFT with a Spearman’s correlation coefficient of 0.78 and 0.74, respectively. A week correlation between the sensation, joint motion/pain domain score and WMFT score confirmed the discriminant validity of the FMA-UE for sensation domain and also the joint motion/pain domain (
Table 4).
Ceiling and flooring effects
The FMA-UE total score and motor domain did not show floor or ceiling effect. However, the subscale for motor showed a floor effect, and the subscale for sensation, joint passive motion, and pain domain showed ceiling effects effect (
Table 5).
4. Discussion
The current study is the first to report psychometric evaluation of the FMA-UE in Persian-speaking Iranian stroke patients. Translation and cultural adjustment of a scale, which is developed in an original language, is required to be used in different languages in clinical and scientific settings. This study was conducted according to the previous published guidelines of translation and cultural adjustment procedures [
22] to reach a maximum semantic-conceptual equivalence between the Persian and the original version of FMA-UE.
The original FMA-UE scale is freely available at www.neurophys.gu.se/rehabmed, and is validated in English, Italian [
31], Danish [
16,
32], Korean [
33], and Spanish [
6]. This study provided the same equivalence in the Persian language. The cultural adjustment and translation results of the FMA-UE have been reported briefly in previous research in Brazilian [
17], Danish [
16], and Italian versions [
31]. We encountered some challenges during the translation and adjustment and several items were changed as a direct consequence of cultural and linguistic differences. There was no equivalent for some anatomical terms and positions in Persian. Consequently, translation was not required and the terms were written in the Persian script format. Some overlap is visible with these terms in translation to other language versions such as the Italian [
31], and Spanish versions [
6].
In backward translation, because of Persian similarity in the translation of some terms, such as anesthesia and numbness, which both have the same meaning of “بی حسی” (//bi-hessi//) in Persian, there was a challenge. In the “C” section, the phrase “interposed” and in the D section the “Dysmetria” were not familiar terms in Persian; thus, the consensus statement was to add some explanation for clarification. Interposed refers to not wanting the subject to perform an active grasp of the object. Its original meaning is for assessing the ability of the patients to open their fingers and hands to the size of the object and then demonstrate the ability to manipulate and hold it. Such descriptive expressions as used in our study were suggested in the Italian [
31] and Spanish [
6] versions.
In our study, reliability was evaluated on all the FMA-UE domains in the stroke patients for the affected upper extremity. Most previous published papers only performed reliability analysis on a limited number of domains. Our results indicated that the FMA–UE has high reliability for all domains and the total score, which were similar to the results of previous research. Page et al. reported the ICC for the wrist and hand section of the FMA-UE for stroke patients in the US at 0.95 and 0.99, respectively [
34]. Roman et al. reported the ICC for a total score of 0.98 in a group of 64 post-stroke Romanian patients [
35]. In the Japanese version of the FMA-UE, ICC values were from 0.90-0.99 [
7] for all domains. Similar results were reported by Sullivan et al. [
12] and Lundquist et al. [
16]. In the Danish version, Lin et al. showed good reliability on the sensory section of the FMA-UE (ICC=0.93) [
36]. Platz et al. [
18] reported an ICC range of 0.97-0.99 for all domains of FMA-UE in a European sample. The high reliability supports the use of the instrument for temporal follow-up as is required for determining the interventional effects.
The value for a ‘good’ internal consistency is reported in the range of 0.70–0.95. Therefore, the Persian FMA-UE (Alpha=0.86) has demonstrated this and is comparable with previously published versions, including the Danish version where Lin et al. showed ‘excellent’ internal consistency on the sensory section [
36].
Impairment changes following the stroke can be evaluated by clinical measures, such as the Box-and-Block Test (BBT) [
18], Motor Activity Log (MAL) [
7], Action Research Arm Test (ARAT) [
7], and the WMFT. In this study, due to the existence of the Persian version of WMFT, concurrent validity was evaluated through this instrument. WMFT is considered a gold measure for assessing the upper extremity function [
19].
There was a significant correlation between the WMFT and both the total score of FMA-UE and the motor section, which indicates a good concurrent validity. The rest domains of the FMA-UE, including sensation and joint motion/pain domains showed a weak correlation with WMFT, which supports the discriminant validity of the FMA-UE. Amanoa et al. reported concurrent validity of FMA-UE with three instruments, ARAT, BBT, and MAL. Similar results with the current study were obtained with a spearman correlation coefficient of 0.94, .0.94, and 0.92 for ARAT, BBT, and MAL, respectively [
7].
Roman et al. used the Functional Independence Measure (FIM) and the Modified Rankin Scale (MRS) to evaluate the concurrent validity and reported the correlation with FIM and MRS with a Pearson’s correlation coefficient of 0.789 and −0.787 [
35]. In the Danish version of FMA-UE, concurrent validity was performed using the Motor Assessment Scale and high correlation (r=0.94–0.95) was reported [
16].
Floor and ceiling effects are only reported in a limited amount of previous research. In the Danish version assessed by Lin et al., the sensory section of the FMA-UE showed significant ceiling effects [
36]. The possible causes can be inappropriate scoring steps, not considering other sensory evaluation, such as temperature, sense of effort, stereognosis, and alterations in two-point discrimination. With a high ceiling effect, the discriminative ability of an instrument is under question. Lundquist et al. showed no ceiling/floor effects at baseline or follow-up for the Danish version [
16].
5. Conclusion
The Persian version of the FMA-EU was successfully achieved based on standard translation and cultural adjustment procedures. Generally, all domains showed ‘good’ reliability in assessing the affected upper extremities in stroke patients. Consequently, the Persian version of the FMA-UE is now translated as a valid and reliable scale for assessing upper limb function post-stroke.
Strengths and limitations
The major strength of this study is that it provides the FMA-UE as a valid and reliable questionnaire in the Persian language. Further, the reliability was tested on all domains and found to be comparable to the finding in other cultural and linguistic adjustments where such psychometric characteristics were considered. The limitations are related to the present sample data size being relatively small. A larger sample may be required to be examined to verify whether the results can be replicated. Also, the study was conducted on a sample of ‘sub-acute and chronic stages of stroke patients, which may limit the generalizability of the results to acute samples till a separate specific sample is examined.
Ethical Considerations
Compliance with ethical guidelines
This study was approved by the Ethics Committee of the University of Social Welfare and Rehabilitation Sciences (IR.USWR.REC.1398.151). Informed consent was obtained from all participants included in the study.
Funding
This study was financially supported by the Clinical Research Development Center of Rofeideh Rehabilitation Hospital, USWR (Grant No: 2288)
Authors' contributions
Conceptualization and Supervision: Hamid Reza Mokhtarinia and Charles Philip Gabel; Methodology: Amir Hossein Kahlaee and Hamid Reza Mokhtarinia; Investigation, Writing – original draft, and Writing – review & editing: All authors; Data collection: Zahra Hassani and Data analysis: Hamid Reza Mokhtarinia and Charles Philip Gabel; Funding acquisition and Resources: Amir Hossein Kahlaee and Hamid Reza Mokhtarinia.
Conflict of interest
The authors declared no conflict of interest.
Acknowledgments
The authors would like to acknowledge the kind assistance of the patients who contributed to the study. We also appreciate assistance received from the Clinical Research Development Center of Rofeideh Rehabilitation Hospital.
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